Manage and monitor regulatory disclosure lifecycle from drafting to SEC submission.
TITLE & CODE | FORM TYPE | PERIOD / DEADLINE | ASSIGNED TEAM | STATUS | REVIEW PROGRESS | ACTIONS | |
|---|---|---|---|---|---|---|---|
Annual Report 2023 FORM 10-K•#DIS-2024-001 | Form 10-K | FY 2023 2024-03-15 • 12 days left | L F | In Review | 60%(3 of 5 approved) | ||
Quarterly Report Q1 2024 FORM 10-Q•#DIS-2024-002 | Form 10-Q | Q1 2024 2024-05-10 • 68 days left | F | Drafting | 20%(1 of 5 approved) | ||
Current Report - Material Event FORM 8-K•#DIS-2024-003 | Form 8-K | N/A 2024-02-28 • Overdue (2d) | L | Legal Review | 80%(4 of 5 approved) | ||
Beneficial Ownership Report FORM SC 13D•#DIS-2024-004 | Schedule 13D | N/A 2024-03-01 • Due today | E | Ready to File | 100%(5 of 5 approved) | ||
Notice of Exempt Solicitation FORM PX14A6G•#DIS-2024-005 | Form PX14A6G | FY 2023 2024-04-20 • Completed | I | Filed | 100%(Completed) | ||
Executive Officer Statement of Beneficial Ownership FORM 4•#DIS-2024-006 | Form 4 | Q1 2024 2024-03-08 • 5 days left | L E | In Review | 60%(3 of 5 approved) | ||
Specialized Disclosure Report - Conflict Minerals FORM SD•#DIS-2024-007 | Form SD | FY 2023 2024-05-31 • 89 days left | P L | Drafting | 40%(2 of 5 approved) | ||
Definitive Proxy Statement (Annual Shareholder Meeting) FORM DEF 14A•#DIS-2024-008 | Schedule 14A | FY 2023 2024-04-05 • 33 days left | L I | Legal Review | 80%(4 of 5 approved) | ||
Institutional Investment Manager Quarterly Holdings FORM 13F-HR•#DIS-2024-009 | Form 13F | Q4 2023 2024-02-14 • Completed | F | Filed | 100%(Completed) | ||
Employee Stock Purchase Plan Annual Audit & Statement FORM 11-K•#DIS-2024-010 | Form 11-K | FY 2023 2024-06-28 • 117 days left | F L | Drafting | 20%(1 of 5 approved) |